DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Mariner Institutional Consulting, LLC

Former SEC-registered adviserOverland Park, KansasCRD 173582SEC 801-80673IAPD
Latest filing Mar 29, 2018
First filing on the tape Nov 25, 2014 · 7 filings
RAUM
n/a
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM: no history
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Mar 29, 2018
Mar 22, 20162 then
Employees (5.A)1 as of Mar 29, 2018
Mar 22, 20162 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 2 to 1
Practice profile
derived from the filing of Mar 29, 2018; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
0.5derived2 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
-50%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
hourly, fixed fees, otherreportedItem 5.E
Advisory activities
pension consulting, publications, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
n/areported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
none on the tape
    Every departureEvery arrival
    Teams: two or more advisors moving together within fourteen days, from one state
      Teams outTeams in
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • Renee Cheryl Bicknell · Chief Operating Officer/ Chief Strategy Officercontrol
        since 09/2013 · owns less than 5%
      • Leigh Karen Sandnes · Operations Managercontrol
        since 04/2015 · owns less than 5%
      • Delores Katrina Scott · Chief Investment Officercontrol
        since 01/2018 · owns less than 5%
      • Lee Robert Woodard · Member And Managing Directorcontrol
        since 10/2015 · owns 10% to 25%
      • Christopher Martin Bicknell · Elected Managercontrol
        since 07/2007 · owns F of Bicknell Family Holding Company, LLC
      • Elizabeth Megan Jennings · Chief Compliance Officer
        since 03/2017 · owns less than 5%
      Entity owners
      • Mariner Holdings, LLC · Managing Member
        direct · owns 75% or more
      • Bicknell Family Holding Company, LLC · Manager
        indirect · owns 75% or more of Mariner Holdings, LLC
      Related persons
      Schedule D 7.A
      Advisers that list Mariner Institutional Consulting, LLC as a related person
      Offices
      Schedule D 1.F, the 25 largest
      • Lawrence, KS1 employees
      What changed
      consecutive filings, newest first
      • Advisory employees · 2 to 1
        Mar 17, 2017 to Mar 29, 2018
      • Employees · 2 to 1
        Mar 17, 2017 to Mar 29, 2018
      • Insurance-licensed employees · 1 to 0
        Mar 17, 2017 to Mar 29, 2018
      • State-registered IARs · 2 to 1
        Mar 17, 2017 to Mar 29, 2018
      • Other offices · unset to 1.0
        Mar 17, 2017 to Mar 29, 2018
      • Pension RAUM · unset to 0.0
        Mar 17, 2017 to Mar 29, 2018
      • Advisory activities · 2 to 3
        Mar 22, 2016 to Mar 17, 2017
      • HQ city · LEAWOOD to OVERLAND PARK
        Mar 22, 2016 to Mar 17, 2017
      • Accounts · 0.0 to unset
        May 1, 2015 to Nov 4, 2015
      • Advisory employees · 1 to 2
        May 1, 2015 to Nov 4, 2015
      • Advisory activities · 6 to 2
        May 1, 2015 to Nov 4, 2015
      • Employees · 1 to 2
        May 1, 2015 to Nov 4, 2015
      • State-registered IARs · 1 to 2
        May 1, 2015 to Nov 4, 2015
      • Discretionary RAUM · 0.0 to unset
        May 1, 2015 to Nov 4, 2015
      • Non-discretionary RAUM · 0.0 to unset
        May 1, 2015 to Nov 4, 2015
      • RAUM · 0.0 to unset
        May 1, 2015 to Nov 4, 2015
      • Advisory activities · 2 to 6
        Dec 10, 2014 to May 1, 2015
      Signals
      1 dated events
      • Mariner Institutional Consulting, Llc filed its initial SEC registration (Form ADV)
        Nov 25, 2014 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026