RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• R•••• C•••
- P•••••• A•••••• G••••• L•• BD affiliated currentsince Aug 25, 2026 · Roseville, Ca
- M•••••• A•••••• N•••••• BD affiliatedAug 1, 2019 to Jun 26, 2026 · Roseville, Ca
- R•••••• A••••••• independent RIAOct 25, 2017 to Aug 20, 2019 · Roseville, Ca
- E••••• J•••• national BDApr 9, 2010 to Oct 26, 2017 · Roseville, Ca
- M•••••• A•••••• N•••••• to P•••••• A•••••• G••••• L••left Jun 26, 2026, registered Aug 25, 2026 (60 days) · corporate re-registration, not a move
- R•••••• A••••••• to M•••••• A•••••• N••••••left Aug 20, 2019, registered Aug 1, 2019 (-19 days) · RIA to RIA
- E••••• J•••• to R•••••• A•••••••left Oct 26, 2017, registered Oct 25, 2017 (-1 days) · Affiliated broker-dealer or bank to independent RIA
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address