RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• B••••••••
- A••••••• W••••• M••••••••• L•• independent RIA currentsince Mar 17, 2026 · Aventura, Fl
- M••••• S•••••• wirehouseJan 26, 2015 to Oct 5, 2022 · Aventura, Fl
- R•• C•••••• M••••••• L•• national BDFeb 8, 2010 to Feb 3, 2015 · Miami, Fl
- M••••• S•••••• to A••••••• W••••• M••••••••• L••left Oct 5, 2022, registered Mar 17, 2026 (1259 days) · Wirehouse to independent RIA
- R•• C•••••• M••••••• L•• to M••••• S••••••left Feb 3, 2015, registered Jan 26, 2015 (-8 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
- J••• B•••••••• left M••••• S•••••• for A••••••• W••••• M••••••••• L•• (registered 2026-03-17)Oct 5, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address