DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A••••••• W••••• M••••••••• L••
Latest filing Apr 20, 2026
First filing on the tape May 14, 2018 · 26 filings
SEC status approved since Jun 14, 2018
RAUM
$1.5B
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
100%
$1.5B individuals and HNW
Advisors
14
registered through the firm on IAPD
RAUM per advisor
$104M
derived; firm RAUM over IAPD count
Employees
22
12 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$1.5B as of Apr 20, 2026
Mar 29, 2019$178M then
HNW client RAUM$1.4B as of Apr 20, 2026
Mar 29, 2019$171M then
State-registered IARs (5.B.3)11 as of Apr 20, 2026
Mar 29, 20193 then
Employees (5.A)22 as of Apr 20, 2026
Mar 29, 20197 then
Private funds: no history
RAUM +44% over the last fiscal year+44% a year over threeIARs 8 to 11
Practice profile
derived from the filing of Apr 20, 2026; every figure names its basis
Archetypes, each a printed rule
- i••••••••• boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $104MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 38derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.7MderivedHNW RAUM over HNW clients
- Average account
- $826,412derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 97%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.6derivedItem 5.A over advisors
- Advisors per office
- 7.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +44%derivedbetween the last two annual amendments
- Advisor growth, one year
- +38%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +11%derived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for pooled vehicles, selection of other advisers, publications, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.4B96%
- Individuals$54.8M3.8%
- Individual clients
- 229reported
- HNW clients
- 301reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,767reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
14 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| I•••• W•••••• | Aventura, Fl | Mar 11, 2011 | 16 y | 1 |
| J••••• L••• T••••• R•••••• | Aventura, Fl | Jun 5, 2015 | 11 y | 0 |
| J••• L• C••• | Aventura, Fl | Sep 1, 2016 | 11 y | 0 |
| J••• X••••• S•••••• | Aventura, Fl | Aug 18, 2021 | 11 y | 0 |
| M••••••• S•••• | Aventura, Fl | Jan 6, 2022 | 10 y | 0 |
| D••••• C•••••• | Aventura, Fl | Mar 29, 2022 | 11 y | 0 |
| E•••••• I•••• B•••••• | Aventura, Fl | Apr 16, 2024 | 16 y | 2 |
| J•••••• M•••• S••••• | Aventura, Fl | Apr 18, 2024 | 10 y | 2 |
| C•••••• S•••• | New York, Ny | Mar 4, 2025 | 12 y | 0 |
| J••• J••••• F••••••••• | Aventura, Fl | Jun 3, 2025 | 17 y | 1 |
| A•••••• E• K•••••• | Aventura, Fl | Oct 30, 2025 | 12 y | 2 |
| A•• R••••• | Aventura, Fl | Mar 6, 2026 | 10 y | 0 |
| J••• B•••••••• | Aventura, Fl | Mar 17, 2026 | 16 y | 2 |
| M•••••• A•••• M••••• | Aventura, Fl | Jul 21, 2026 | 12 y | 0 |
Advisor movement
0 left, 2 joined in 12 months
net +2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- J•• S• Z••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Feb 4, 2022 · RIA to wirehouse
Joined, latest
- J••• B•••••••• from M••••• S••••••Mar 17, 2026 · Wirehouse to independent RIA
- A•••••• E• K•••••• from P••••• A••••••••• D• I••••••••• L••Oct 30, 2025 · Other
- J••• J••••• F••••••••• from F••••• A•••• A••••••• L••Jun 3, 2025 · RIA to RIA
- J•••••• M•••• S••••• from M••••• S••••••Apr 18, 2024 · Wirehouse to independent RIA
- E•••••• I•••• B•••••• from M••••• S••••••Apr 16, 2024 · Wirehouse to independent RIA
- J•• S• Z••••••• from S•••••••• S•••••••••Jan 11, 2022 · Affiliated broker-dealer or bank to independent RIA
- I•••• W•••••• from I••••••••• F•••••••• P•••••••Mar 11, 2011 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- T••••• R••••••• J•••••• L••• · Managing Directorcontrolsince 01/2019 · owns less than 5%
- W••••••• I•••• · President, Ccocontrolsince 12/2009 · owns less than 5%
- T••••• R••••••• J•••••• L••• · Ownercontrolsince 08/2019 · owns 75% or more of P•••••• L••••••• L••
- W••••••• I•••• · Shareholdercontrolsince 01/2010 · owns 75% or more of M••• 2•• I•••
Entity owners
- E•••• L•• · Memberdirect · owns 25% to 50%
- M••• 2•• I••• · Memberdirect · owns 50% to 75%
- P•••••• L••••••• L•• · Memberdirect · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Aventura, Fl · principal | 14 | 4 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Apr 20, 2026W••••••• I•••• (SHAREHOLDER) left Schedule A between the filings of 2020-10-07 and 2026-04-20peers: WEALTH_I•••••••••, $1B to $5B (1,362)
- RAUM up 25 %Change between filings · filing Apr 20, 2026RAUM (Item 5.F) moved from $1,016,538,348 to $1,460,270,243 (+44.0%) between the annual amendments of 2025-03-12 and 2026-04-20; the peer median change was +17.0% (1298 comparable advisers, 91.0th percentile of changes)peers: WEALTH_I•••••••••, $1B to $5B (1,298) · 91% percentile
What changed
consecutive filings, newest first
- Accounts · 1,574 to 1,767Mar 12, 2025 to Feb 19, 2026
- Advisory employees · 9 to 12Mar 12, 2025 to Feb 19, 2026
- Advisory activities · 5 to 6Mar 12, 2025 to Feb 19, 2026
- HNW clients · 197 to 301Mar 12, 2025 to Feb 19, 2026
- Individual clients · 282 to 229Mar 12, 2025 to Feb 19, 2026
- Employees · 16 to 22Mar 12, 2025 to Feb 19, 2026
- Insurance-licensed employees · 1 to 0Mar 12, 2025 to Feb 19, 2026
- Financial planning clients · 1-10 to 26-50Mar 12, 2025 to Feb 19, 2026
- State-registered IARs · 8 to 11Mar 12, 2025 to Feb 19, 2026
- Discretionary RAUM · $977M to $1.4BMar 12, 2025 to Feb 19, 2026
- HNW RAUM · $949M to $1.4BMar 12, 2025 to Feb 19, 2026
- Individual RAUM · $67.2M to $54.8MMar 12, 2025 to Feb 19, 2026
- Non-discretionary RAUM · $39.4M to $47.3MMar 12, 2025 to Feb 19, 2026
- RAUM · $1.0B to $1.5BMar 12, 2025 to Feb 19, 2026
- Accounts · 1,181 to 1,574Jul 11, 2024 to Mar 12, 2025
- Advisory employees · 8 to 9Jul 11, 2024 to Mar 12, 2025
- HNW clients · 164 to 197Jul 11, 2024 to Mar 12, 2025
- Individual clients · 1,017 to 282Jul 11, 2024 to Mar 12, 2025
- Assets in custody · 27.0 to unsetJul 11, 2024 to Mar 12, 2025
- Employees · 12 to 16Jul 11, 2024 to Mar 12, 2025
- Financial planning clients · 1-10 to 1-10Jul 11, 2024 to Mar 12, 2025
- State-registered IARs · 7 to 8Jul 11, 2024 to Mar 12, 2025
- Discretionary RAUM · $907M to $977MJul 11, 2024 to Mar 12, 2025
- HNW RAUM · $21.5M to $949MJul 11, 2024 to Mar 12, 2025
- Individual RAUM · $935M to $67.2MJul 11, 2024 to Mar 12, 2025
- Non-discretionary RAUM · $49.7M to $39.4MJul 11, 2024 to Mar 12, 2025
- RAUM · $957M to $1.0BJul 11, 2024 to Mar 12, 2025
- Accounts · 925 to 1,181Apr 26, 2024 to Jul 11, 2024
- HNW clients · 222 to 164Apr 26, 2024 to Jul 11, 2024
- Individual clients · 108 to 1,017Apr 26, 2024 to Jul 11, 2024
- Discretionary RAUM · $564M to $907MApr 26, 2024 to Jul 11, 2024
- HNW RAUM · $593M to $21.5MApr 26, 2024 to Jul 11, 2024
- Individual RAUM · $20.8M to $935MApr 26, 2024 to Jul 11, 2024
- Non-discretionary RAUM · $49.4M to $49.7MApr 26, 2024 to Jul 11, 2024
- RAUM · $613M to $957MApr 26, 2024 to Jul 11, 2024
- Accounts · 672 to 925Oct 2, 2023 to Mar 26, 2024
- Advisory activities · 4 to 5Oct 2, 2023 to Mar 26, 2024
- HNW clients · 207 to 222Oct 2, 2023 to Mar 26, 2024
- Individual clients · 99 to 108Oct 2, 2023 to Mar 26, 2024
- Assets in custody · $0 to $27Oct 2, 2023 to Mar 26, 2024
Signals
10 dated events
- A••••••• W••••• M••••••••• L•• reported RAUM $1.5B, up 44% from $1.0B (2025-03-12 to 2026-02-19)Feb 19, 2026 · RAUM change · derived
- A••••••• W••••• M••••••••• L•• reported RAUM $956.5M, up 56% from $613.4M (2024-04-26 to 2024-07-11)Jul 11, 2024 · RAUM change · derived
- A••••••• W••••• M••••••••• L•• reported RAUM $613.4M, up 26% from $486.0M (2023-10-02 to 2024-03-26)Mar 26, 2024 · RAUM change · derived
- A••••••• W••••• M••••••••• L•• reported RAUM $483.3M, up 34% from $360.5M (2021-09-20 to 2022-03-09)Mar 9, 2022 · RAUM change · derived
- J•• S• Z••••••• left A••••••• W••••• M••••••••• L•• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2022-05-10)Feb 4, 2022 · Advisor changed firm · fact
- A••••••• W••••• M••••••••• L•• reported RAUM $360.5M, up 61% from $223.7M (2020-10-07 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- Leon Jacobo Taurel Rimeris (Owner) appeared on Schedule A of A••••••• W••••• M••••••••• L••Oct 7, 2020 · Control person joined · fact
- A••••••• W••••• M••••••••• L•• reported RAUM $223.7M, down 99% from $22.4B (2020-03-31 to 2020-05-26)May 26, 2020 · RAUM change · derived
- A••••••• W••••• M••••••••• L•• reported RAUM $22.4B, up 12444% from $178.3M (2019-03-29 to 2020-03-31)Mar 31, 2020 · RAUM change · derived
- A••••••• W••••• M••••••••• L•• filed its initial SEC registration (Form ADV)May 14, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- A••••••• W••••• M••••••••• L•• · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Business email
- infomarkets@activestwm.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 954-399-8121reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/activest-wealth-management-llc.reportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 954-399-8121reportedpublic record, Form ADV, Apr 20, 2026
- Contact form
- activestwm.com/contactreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $104Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026