RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• T••• B••••••
- J••• M••••• S••••••••• L•• wirehouse currentsince Feb 11, 2021 · Kimball, Mi
- C••••••• S••••••••• formerJun 8, 2017 to Feb 5, 2021 · Farmington, Mi
- C••••• I••••••••• A••••••• L•• BD affiliatedJun 3, 2016 to May 25, 2017 · Troy, Mi
- P•• W••••• M••••••••• BD affiliatedOct 21, 2015 to May 20, 2016 · Troy, Mi
- C••••••• S••••••••• to J••• M••••• S••••••••• L••left Feb 5, 2021, registered Feb 11, 2021 (6 days) · Other
- C••••• I••••••••• A••••••• L•• to C••••••• S•••••••••left May 25, 2017, registered Jun 8, 2017 (14 days) · Other
- P•• W••••• M••••••••• to C••••• I••••••••• A••••••• L••left May 20, 2016, registered Jun 3, 2016 (14 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address