DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B•••• D•••• H•••••

L•• F•••••••• L••BD affiliatedLogan, Utdual registrantIAPD 5751546

Feed of 09/14/2026

At current firm

9 y

since Nov 7, 2016

In the industry

16 y

since Apr 6, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Nov 7, 2016 · Logan, Ut
K•• I••••••••• S••••••• L•• BD affiliated
Oct 20, 2014 to Nov 4, 2016 · Denver, Co
C••• B•••••••• S•••••••• I••• former
Nov 18, 2013 to Oct 6, 2014 · Waverly, Ia
W•••• F•••• A••••••• wirehouse
Jan 3, 2011 to Nov 8, 2013 · Salt Lake City, Ut
W•••• F•••• I••••••••• L•• unclassified
Apr 8, 2010 to Jan 3, 2011 · Logan, Ut

Moves

a registration end followed by a registration begin elsewhere

K•• I••••••••• S••••••• L•• to L•• F•••••••• L••
left Nov 4, 2016, registered Nov 7, 2016 (3 days) · Other
C••• B•••••••• S•••••••• I••• to K•• I••••••••• S••••••• L••
left Oct 6, 2014, registered Oct 20, 2014 (14 days) · Other
W•••• F•••• A••••••• to C••• B•••••••• S•••••••• I•••
left Nov 8, 2013, registered Nov 18, 2013 (10 days) · Other
W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••
left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address