RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••••• C•••••• I••••
- C••••••• institutional currentsince Feb 26, 2021 · New York, Ny
- C•••••• R••••••••• G•••• formerNov 10, 2014 to May 18, 2021 · New York, Ny
- G••••• R••••••••• P••••••• L•• institutionalSep 23, 2014 to Oct 27, 2014 · New York, Ny
- F•••••••• T••••••• I••• formerApr 4, 2013 to Oct 24, 2014 · San Rafael, Ca
- C•••••• R••••••••• G•••• to C•••••••left May 18, 2021, registered Feb 26, 2021 (-81 days) · Other · moved with a team
- G••••• R••••••••• P••••••• L•• to C•••••• R••••••••• G••••left Oct 27, 2014, registered Nov 10, 2014 (14 days) · Other
- F•••••••• T••••••• I••• to G••••• R••••••••• P••••••• L••left Oct 24, 2014, registered Sep 23, 2014 (-31 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address