RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••••• H••••
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Jul 17, 2025 · Columbus, Ga
- E••••• J•••• national BDOct 31, 2022 to Jun 17, 2025 · Columbus, Ga
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 25, 2019 to Oct 31, 2022 · Columbus, Ga
- C••••• I••••••••• A••••••• L•• BD affiliatedJun 14, 2016 to Apr 24, 2019 · Columbus, Ga
- I••••• F•••••••• C••••••••• formerJan 6, 2016 to May 27, 2016 · West Point, Ga
- S••••••• I••••••••• I••• formerApr 9, 2015 to Dec 31, 2015 · Alpharetta, Ga
- E••••• J•••• to T••••• A••••••• S•••••••• I•••left Jun 17, 2025, registered Jul 17, 2025 (30 days) · Affiliated broker-dealer or bank to another
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E••••• J••••left Oct 31, 2022, registered Oct 31, 2022 (0 days) · Wirehouse to affiliated broker-dealer or bank
- C••••• I••••••••• A••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Apr 24, 2019, registered Apr 25, 2019 (1 days) · Affiliated broker-dealer or bank to wirehouse
- I••••• F•••••••• C••••••••• to C••••• I••••••••• A••••••• L••left May 27, 2016, registered Jun 14, 2016 (18 days) · Other
- S••••••• I••••••••• I••• to I••••• F•••••••• C•••••••••left Dec 31, 2015, registered Jan 6, 2016 (6 days) · Other
- P•••••• H•••• left E••••• J•••• for T••••• A••••••• S•••••••• I••• (registered 2025-07-17)Jun 17, 2025 · Advisor changed firm · fact
- P•••••• H•••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for E••••• J•••• (registered 2022-10-31)Oct 31, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address