RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• C•••••• W•••••
- L•• F•••••••• L•• BD affiliated currentsince Feb 5, 2020 · Wayne, Pa
- G••••• R••••••••• P••••••• L•• institutionalFeb 16, 2016 to Feb 4, 2020 · King Of Prussia, Pa
- G••••• W••••• M••••••••• I••• BD affiliatedFeb 4, 2015 to Feb 19, 2016 · King Of Prussia, Pa
- G••••• R••••••••• P••••••• L•• to L•• F•••••••• L••left Feb 4, 2020, registered Feb 5, 2020 (1 days) · Other
- G••••• W••••• M••••••••• I••• to G••••• R••••••••• P••••••• L••left Feb 19, 2016, registered Feb 16, 2016 (-3 days) · Other · moved with a team
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address