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Registered advisor
M•••••• E• M•••••
Feed of 09/15/2026
Also filed as Michael Miller
At current firm
2 y
since Apr 11, 2024
In the industry
16 y
since Aug 21, 2010 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- A• W••••• M••••••••• L•• BD affiliated currentsince Apr 11, 2024 · Howell, Mi
- T••••••• I••••••••• M••••••••• I••• BD affiliatedOct 9, 2017 to Nov 10, 2023 · Vista, Ca
- M•• I•••••••• S•••••••• L•• BD affiliatedJul 17, 2015 to Sep 29, 2017 · Dearborn, Mi
- T••••••• I••••••••• M••••••••• I••• BD affiliatedJul 11, 2012 to Jun 18, 2015 · Byron, Mi
Moves
a registration end followed by a registration begin elsewhere
- T••••••• I••••••••• M••••••••• I••• to A• W••••• M••••••••• L••left Nov 10, 2023, registered Apr 11, 2024 (153 days) · Affiliated broker-dealer or bank to independent RIA
- M•• I•••••••• S•••••••• L•• to T••••••• I••••••••• M••••••••• I•••left Sep 29, 2017, registered Oct 9, 2017 (10 days) · Other
- T••••••• I••••••••• M••••••••• I••• to M•• I•••••••• S•••••••• L••left Jun 18, 2015, registered Jul 17, 2015 (29 days) · Other
Signals
- M•••••• E• M••••• left T••••••• I••••••••• M••••••••• I••• for A• W••••• M••••••••• L•• (registered 2024-04-11)Nov 10, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address