RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• E••• R••••••
- T•• B•••••• G•••• W••••• A•••••••• L•• other currentsince Oct 9, 2024 · Tampa, Fl
- B•• R••••••••• S••••••• formerOct 10, 2022 to Oct 4, 2024 · Tampa, Fl
- E•••••• A••••••• G••••• L•• BD affiliatedNov 7, 2016 to Oct 4, 2022 · Greenwood Village, Co
- B•• R••••••••• S••••••• to T•• B•••••• G•••• W••••• A•••••••• L••left Oct 4, 2024, registered Oct 9, 2024 (5 days) · channel change inside one enterprise, not a move · moved with a team
- E•••••• A••••••• G••••• L•• to B•• R••••••••• S•••••••left Oct 4, 2022, registered Oct 10, 2022 (6 days) · Other
- Donald Earl Roberts left Empower Advisory Group, Llc for Bks Retirement Services (registered 2022-10-10)Oct 4, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address