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Registered advisor

D••••• Z•••••

J••• M••••• S••••••••• L••wirehouseDenver, Co dual registrantIAPD 5760653

Feed of 09/14/2026

Also filed as D••••• Z•••••

At current firm

0 y

since Jun 29, 2026

In the industry

15 y

since Nov 1, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J••• M••••• S••••••••• L•• wirehouse current
since Jun 29, 2026 · Colorado Springs, Co
C••••• I••••••••• A••••••• L•• BD affiliated
Jun 29, 2023 to Dec 19, 2025 · Strasburg, Co
C••••• A•••••• N••••••• L•• former
Jul 13, 2022 to Jun 29, 2023 · Strasburg, Co
A••••• A•• P••••••• S••••••• BD affiliated
Jan 1, 2014 to Nov 13, 2020 · Denver, Co

Moves

a registration end followed by a registration begin elsewhere

C••••• I••••••••• A••••••• L•• to J••• M••••• S••••••••• L••
left Dec 19, 2025, registered Jun 29, 2026 (192 days) · Affiliated broker-dealer or bank to wirehouse
C••••• A•••••• N••••••• L•• to C••••• I••••••••• A••••••• L••
left Jun 29, 2023, registered Jun 29, 2023 (0 days) · corporate re-registration, not a move
A••••• A•• P••••••• S••••••• to C••••• A•••••• N••••••• L••
left Nov 13, 2020, registered Jul 13, 2022 (607 days) · Affiliated broker-dealer or bank to another

Signals

D••••• Z••••• left C••••• I••••••••• A••••••• L•• for J••• M••••• S••••••••• L•• (registered 2026-06-29)
Dec 19, 2025 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address