RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
N••••••• T•••••••••
- J••• M••••• S••••••••• L•• wirehouse currentsince Jan 28, 2026 · Boca Raton, Fl
- P•• W••••• M••••••••• BD affiliatedOct 28, 2024 to Feb 3, 2026 · Boca Raton, Fl
- C•••••••• G••••• M•••••• I••• BD affiliatedMay 19, 2015 to Apr 15, 2024 · New York, Ny
- P•• W••••• M••••••••• to J••• M••••• S••••••••• L••left Feb 3, 2026, registered Jan 28, 2026 (-6 days) · Affiliated broker-dealer or bank to wirehouse
- C•••••••• G••••• M•••••• I••• to P•• W••••• M•••••••••left Apr 15, 2024, registered Oct 28, 2024 (196 days) · Affiliated broker-dealer or bank to another · moved with a team
- N••••••• T••••••••• left P•• W••••• M••••••••• for J••• M••••• S••••••••• L•• (registered 2026-01-28)Feb 3, 2026 · Advisor changed firm · fact
- N••••••• T••••••••• left C•••••••• G••••• M•••••• I••• for P•• W••••• M••••••••• (registered 2024-10-28)Apr 15, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address