RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L••• P•••• C•••
- V••••••• A•••••••• I••• BD affiliated currentsince Aug 3, 2026 · Plano, Tx
- J••• M••••• S••••••••• L•• wirehouseNov 8, 2022 to Jul 21, 2026 · Allen, Tx
- J••• M••••• S••••••••• L•• to V••••••• A•••••••• I•••left Jul 21, 2026, registered Aug 3, 2026 (13 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- Loon Peter Chan left J.P. Morgan Securities Llc for Vanguard Advisers, Inc. (registered 2026-08-03)Jul 21, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address