DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Christopher Fetzer

Osaic Institutions, Inc.BD affiliatedOconomowoc, Wi dual registrantIAPD 5765592

Feed of 09/14/2026

Also filed as Chris Fetzer

At current firm

1 y

since Jul 28, 2025

In the industry

16 y

since May 10, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Osaic Institutions, Inc. BD affiliated current
since Jul 28, 2025 · West Orange, Nj
Ameriprise Financial Services, LLC national BD
Oct 25, 2024 to Aug 11, 2025 · West Orange, Nj
LPL Financial LLC BD affiliated
Aug 7, 2023 to Nov 20, 2024 · Waterloo, Wi
Wells Fargo Advisors wirehouse
Jul 22, 2021 to Aug 9, 2023 · Pewaukee, Wi
U.S. Bancorp Investments, Inc. former
May 31, 2019 to Jul 29, 2021 · Sussex, Wi
Bmo Harris Financial Advisors, Inc former
Mar 7, 2016 to Jun 4, 2019 · Watertown, Wi
J.P. Morgan Securities LLC wirehouse
Oct 1, 2012 to Mar 11, 2016 · Janesville, Wi
Chase Investment Services Corp. former
Mar 26, 2012 to Oct 1, 2012 · Janesville, Wi

Moves

a registration end followed by a registration begin elsewhere

Ameriprise Financial Services, LLC to Osaic Institutions, Inc.
left Aug 11, 2025, registered Jul 28, 2025 (-14 days) · Affiliated broker-dealer or bank to another
LPL Financial LLC to Ameriprise Financial Services, LLC
left Nov 20, 2024, registered Oct 25, 2024 (-26 days) · Affiliated broker-dealer or bank to another · moved with a team
Wells Fargo Advisors to LPL Financial LLC
left Aug 9, 2023, registered Aug 7, 2023 (-2 days) · Wirehouse to affiliated broker-dealer or bank
U.S. Bancorp Investments, Inc. to Wells Fargo Advisors
left Jul 29, 2021, registered Jul 22, 2021 (-7 days) · Affiliated broker-dealer or bank to wirehouse
Bmo Harris Financial Advisors, Inc to U.S. Bancorp Investments, Inc.
left Jun 4, 2019, registered May 31, 2019 (-4 days) · Affiliated broker-dealer or bank to another
J.P. Morgan Securities LLC to Bmo Harris Financial Advisors, Inc
left Mar 11, 2016, registered Mar 7, 2016 (-4 days) · Other
Chase Investment Services Corp. to J.P. Morgan Securities LLC
left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move

Signals

Christopher Fetzer left Ameriprise Financial Services, Llc for Osaic Institutions, Inc. (registered 2025-07-28)
Aug 11, 2025 · Advisor changed firm · fact
Christopher Fetzer left Lpl Financial Llc for Ameriprise Financial Services, Llc (registered 2024-10-25)
Nov 20, 2024 · Advisor changed firm · fact
Christopher Fetzer left Wells Fargo Advisors for Lpl Financial Llc (registered 2023-08-07)
Aug 9, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address