RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- A• W••••• M••••••••• L•• BD affiliated currentsince Jun 9, 2025 · Nampa, Id
- W••••• W•••• A•••••••• I•• independent RIAOct 31, 2018 to Apr 28, 2023 · Colorado Springs, Co
- S•• F••••••••• L•• independent RIAMay 23, 2014 to Nov 7, 2018 · Buffalo Grove, Il
- N••••••• L•• formerAug 2, 2013 to Sep 27, 2013 · Greenwood Village, Co
- W••••• W•••• A•••••••• I•• to A• W••••• M••••••••• L••left Apr 28, 2023, registered Jun 9, 2025 (773 days) · RIA to affiliated broker-dealer or bank
- S•• F••••••••• L•• to W••••• W•••• A•••••••• I••left Nov 7, 2018, registered Oct 31, 2018 (-7 days) · RIA to RIA
- N••••••• L•• to S•• F••••••••• L••left Sep 27, 2013, registered May 23, 2014 (238 days) · Other
- K•••• B• D•••••• left W••••• W•••• A•••••••• I•• for A• W••••• M••••••••• L•• (registered 2025-06-09)Apr 28, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address