DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Joshua M Kopec
Feed of 09/15/2026
Also filed as Josh Kopec
At current firm
9 y
since Sep 24, 2016
In the industry
15 y
since Feb 9, 2011 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
6
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Global Retirement Partners LLC institutional currentsince Sep 24, 2016 · Lisle, Il
- Wintrust Investments formerSep 15, 2015 to Aug 31, 2016 · Chicago, Il
- Sagepoint Financial, Inc. formerAug 24, 2012 to Sep 16, 2015 · Scottsdale, Az
- Next Financial Group, Inc. formerMar 1, 2012 to Aug 28, 2012 · Crystal Lake, Il
- New England Securities Corporation formerMar 14, 2011 to Mar 13, 2012 · Schaumburg, Il
Moves
a registration end followed by a registration begin elsewhere
- Wintrust Investments to Global Retirement Partners LLCleft Aug 31, 2016, registered Sep 24, 2016 (24 days) · Other
- Sagepoint Financial, Inc. to Wintrust Investmentsleft Sep 16, 2015, registered Sep 15, 2015 (-1 days) · Other
- Next Financial Group, Inc. to Sagepoint Financial, Inc.left Aug 28, 2012, registered Aug 24, 2012 (-4 days) · Other
- New England Securities Corporation to Next Financial Group, Inc.left Mar 13, 2012, registered Mar 1, 2012 (-12 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address