K•••••• B••••••

P•• W••••• M•••••••••BD affiliatedForest Hill, Mddual registrantIAPD 5769481

Feed of 09/14/2026

Also filed as K•••••• P•••••• B••••••

At current firm

0 y

since Feb 18, 2026

In the industry

16 y

since Jul 26, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

P•• W••••• M••••••••• BD affiliated current
since Feb 18, 2026 · Forest Hill, Md
C••••• I••••••••• A••••••• L•• BD affiliated
Nov 15, 2024 to Jul 9, 2025 · Baltimore, Md
W•••• F•••• A••••••• wirehouse
Jul 22, 2016 to Jan 26, 2023 · Baltimore, Md

Moves

a registration end followed by a registration begin elsewhere

C••••• I••••••••• A••••••• L•• to P•• W••••• M•••••••••
left Jul 9, 2025, registered Feb 18, 2026 (224 days) · Affiliated broker-dealer or bank to another
W•••• F•••• A••••••• to C••••• I••••••••• A••••••• L••
left Jan 26, 2023, registered Nov 15, 2024 (659 days) · Wirehouse to affiliated broker-dealer or bank

Signals

••• Locked
Jul 9, 2025 · Advisor changed firm · fact
••• Locked
Jan 26, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address