RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••• W•••••• M••••••
- W•••• F•••• A••••••• wirehouse currentsince Apr 9, 2021 · Chesterfield, Mo
- P•• C•••••• A••••••• L•• otherApr 16, 2020 to Mar 31, 2021 · St. Louis, Mo
- N••••• A•••• M••••••••• L•• mixed wealthMay 8, 2013 to Dec 12, 2019 · Chicago, Il
- P•• C•••••• A••••••• L•• to W•••• F•••• A•••••••left Mar 31, 2021, registered Apr 9, 2021 (9 days) · Other
- N••••• A•••• M••••••••• L•• to P•• C•••••• A••••••• L••left Dec 12, 2019, registered Apr 16, 2020 (126 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address