RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Z•••••• G••••••• W•••••••
- W••••• E••••••••• A••••••• S•••••••• L•• BD affiliated currentsince May 16, 2025 · Cleveland, Oh
- M••••• W•••••• L•• formerMar 24, 2019 to May 19, 2025 · Cleveland, Oh
- C••••• A••••••• L•• formerAug 3, 2012 to Feb 21, 2019 · Mentor, Oh
- C••••• A•••••• N••••••• L•• formerMar 31, 2011 to Aug 2, 2012 · Solon, Oh
- M••••• W•••••• L•• to W••••• E••••••••• A••••••• S•••••••• L••left May 19, 2025, registered May 16, 2025 (-3 days) · corporate re-registration, not a move
- C••••• A••••••• L•• to M••••• W•••••• L••left Feb 21, 2019, registered Mar 24, 2019 (31 days) · Affiliated broker-dealer or bank to independent RIA
- C••••• A•••••• N••••••• L•• to C••••• A••••••• L••left Aug 2, 2012, registered Aug 3, 2012 (1 days) · channel change inside one enterprise, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address