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Registered advisor
M•••••• E•••• C•••••••
Feed of 09/14/2026
At current firm
2 y
since May 29, 2024
In the industry
46 y
since Oct 30, 1979 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- N••••••••• M••••• I••••••••• S••••••••• no RAUM currentsince May 29, 2024 · Dallas, Tx
- B• R•••• W••••• A•••••••• I••• BD affiliatedAug 25, 2022 to May 6, 2024 · Dallas, Tx
- B• R•••• W••••• M••••••••• formerJan 15, 2015 to Dec 31, 2022 · Dallas, Tx
- M••••• S•••••• wirehouseJun 1, 2009 to Jan 26, 2015 · Dallas, Tx
- C•••••••• G••••• M•••••• I••• BD affiliatedFeb 21, 2006 to Jun 1, 2009 · Dallas, Tx
- L••• M•••• W••• W•••••• I••••••••• unclassifiedOct 1, 2002 to Feb 21, 2006 · Dallas, Tx
- D••••••• B••• S••••••••• I••• no RAUMJan 13, 2001 to Oct 16, 2002 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- B• R•••• W••••• A•••••••• I••• to N••••••••• M••••• I••••••••• S•••••••••left May 6, 2024, registered May 29, 2024 (23 days) · Other · moved with a team
- B• R•••• W••••• M••••••••• to B• R•••• W••••• A•••••••• I•••left Dec 31, 2022, registered Aug 25, 2022 (-128 days) · corporate re-registration, not a move
- M••••• S•••••• to B• R•••• W••••• M•••••••••left Jan 26, 2015, registered Jan 15, 2015 (-11 days) · Other
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- L••• M•••• W••• W•••••• I••••••••• to C•••••••• G••••• M•••••• I•••left Feb 21, 2006, registered Feb 21, 2006 (0 days) · corporate re-registration, not a move
- D••••••• B••• S••••••••• I••• to L••• M•••• W••• W•••••• I•••••••••left Oct 16, 2002, registered Oct 1, 2002 (-15 days) · Other
Signals
- M•••••• E•••• C••••••• left B• R•••• W••••• A•••••••• I••• for N••••••••• M••••• I••••••••• S••••••••• (registered 2024-05-29)May 6, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 46derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address