RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••• G• B•••• I•
- M••••••• F•••••••• G•••• independent RIA currentsince Oct 1, 2025 · Boston, Ma
- N•••••• A••••••• BD affiliatedAug 23, 2021 to Sep 30, 2025 · Boston, Ma
- M•• I•••••••• S•••••••• L•• BD affiliatedMar 25, 2017 to Aug 25, 2021 · Boston, Ma
- M•••••• independent RIAJan 22, 2015 to Feb 1, 2018 · Overland Park,, Ks
- M•• F•••••••• S•••••••• I••• formerOct 10, 2014 to Mar 25, 2017 · Boston, Ma
- N••••••••• M••••• I••••••••• S••••••••• no RAUMApr 1, 2013 to Oct 13, 2014 · Boston, Ma
- N•••••• A••••••• to M••••••• F•••••••• G••••left Sep 30, 2025, registered Oct 1, 2025 (1 days) · Affiliated broker-dealer or bank to a newly registered adviser
- M•• I•••••••• S•••••••• L•• to N•••••• A•••••••left Aug 25, 2021, registered Aug 23, 2021 (-2 days) · Affiliated broker-dealer or bank to another
- M•••••• to M•• I•••••••• S•••••••• L••left Feb 1, 2018, registered Mar 25, 2017 (-313 days) · corporate re-registration, not a move
- M•• F•••••••• S•••••••• I••• to M••••••left Mar 25, 2017, registered Jan 22, 2015 (-793 days) · Other · moved with a team
- N••••••••• M••••• I••••••••• S••••••••• to M•• F•••••••• S•••••••• I•••left Oct 13, 2014, registered Oct 10, 2014 (-3 days) · Other
- C•••••• G• B•••• I• left N•••••• A••••••• for M••••••• F•••••••• G•••• (registered 2025-10-01)Sep 30, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address