DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Marathon Financial Group
Legal name Marathon Wealth Advisors, LLC
Latest filing Aug 25, 2026
First filing on the tape Jul 24, 2025 · 5 filings
SEC status approved since Aug 29, 2025
RAUM
$308M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$308M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$77.0M
derived; firm RAUM over IAPD count
Employees
6
3 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$308M as of Aug 25, 2026
Jul 24, 2025$0 then
HNW client RAUM$289M as of Aug 25, 2026
Dec 17, 2025$274M then
State-registered IARs (5.B.3)3 as of Aug 25, 2026
Jul 24, 20254 then
Employees (5.A)6 as of Aug 25, 2026
Jul 24, 20256 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Aug 25, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $77.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 30derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.4MderivedHNW RAUM over HNW clients
- Average account
- $469,255derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 1.3derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Custody
- $4.3M, 7 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$289M94%
- Individuals$18.9M6.1%
- Individual clients
- 32reported
- HNW clients
- 86reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 656reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $4.3M for 7 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Jonathan Paul Yeager | Vestavia Hills, Al | Sep 22, 2025 | 19 y | 5 |
| Charles G Brown IV | Boston, Ma | Oct 1, 2025 | 15 y | 5 |
| Michael James NeillChartered Financial Analyst | Bradenton, Fl | Oct 7, 2025 | 10 y | 3 |
| Connor James Gallivan | Boston, Ma | Oct 21, 2025 | 10 y | 3 |
Advisor movement
0 left, 4 joined in 12 months
net +4 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Connor James Gallivan from Newedge AdvisorsOct 21, 2025 · Affiliated broker-dealer or bank to a newly registered adviser
- Michael James Neill from Newedge AdvisorsOct 7, 2025 · Affiliated broker-dealer or bank to a newly registered adviser
- Charles G Brown IV from Newedge AdvisorsOct 1, 2025 · Affiliated broker-dealer or bank to a newly registered adviser
- Jonathan Paul Yeager from Newedge AdvisorsSep 22, 2025 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 4 joined from Newedge AdvisorsSep 22, 2025 · New Orleans, La
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- G Charles Brown IV · Managing Member Officercontrolsince 07/2025 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Boston, Ma · principal | 4 | 4 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 638 to 656Dec 17, 2025 to Mar 17, 2026
- Advisory employees · 4 to 3Dec 17, 2025 to Mar 17, 2026
- Individual clients · 29 to 32Dec 17, 2025 to Mar 17, 2026
- Assets in custody · $3.1M to $4.3MDec 17, 2025 to Mar 17, 2026
- Financial planning clients · 0 to 101-250Dec 17, 2025 to Mar 17, 2026
- State-registered IARs · 4 to 3Dec 17, 2025 to Mar 17, 2026
- Discretionary RAUM · $289M to $308MDec 17, 2025 to Mar 17, 2026
- HNW RAUM · $274M to $289MDec 17, 2025 to Mar 17, 2026
- Individual RAUM · $15.2M to $18.9MDec 17, 2025 to Mar 17, 2026
- RAUM · $289M to $308MDec 17, 2025 to Mar 17, 2026
- Accounts · 0 to 638Sep 19, 2025 to Dec 17, 2025
- HNW clients · unset to 86.0Sep 19, 2025 to Dec 17, 2025
- Individual clients · unset to 29.0Sep 19, 2025 to Dec 17, 2025
- Assets in custody · $0 to $3.1MSep 19, 2025 to Dec 17, 2025
- Other offices · 1 to 2Sep 19, 2025 to Dec 17, 2025
- Discretionary RAUM · $0 to $289MSep 19, 2025 to Dec 17, 2025
- HNW RAUM · unset to 273895237.0Sep 19, 2025 to Dec 17, 2025
- Individual RAUM · unset to 15160962.0Sep 19, 2025 to Dec 17, 2025
- RAUM · $0 to $289MSep 19, 2025 to Dec 17, 2025
- Financial planning clients · to 0Jul 24, 2025 to Sep 19, 2025
- HQ city · to BOSTONJul 24, 2025 to Sep 19, 2025
- HQ state · to MAJul 24, 2025 to Sep 19, 2025
Signals
1 dated events
- 4 advisors left Newedge Advisors (New Orleans, LA) for Marathon Financial Group within 9 daysSep 22, 2025 · Team lift-out · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- team@meetmarathon.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 857-201-3420reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/marathon-financial-group-llcreportedpublic record, Form ADV, Sep 17, 2026
- Website
- meetmarathon.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 857-201-3420reportedpublic record, Form ADV, Aug 25, 2026
- Contact form
- meetmarathon.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- meetmarathon.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $77.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026