DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

J•••••• H• M•

W•••• F•••• A•••••••wirehouseAlhambra, Ca dual registrantIAPD 5774010

Feed of 09/15/2026

Also filed as Jeffrey Ma

At current firm

2 y

since Mar 20, 2024

In the industry

16 y

since Jul 6, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since Mar 20, 2024 · Alhambra, Ca
H••• S••••••••• •••• I••• BD affiliated
Jun 24, 2016 to Mar 29, 2024 · Walnut, Ca
C••••• I••••••••• A••••••• L•• BD affiliated
Jan 21, 2014 to May 31, 2016 · Walnut, Ca
C••••• I••••••••• S••••••• L•• former
Aug 21, 2013 to Jan 21, 2014 · Pasadena, Ca
M••••• S•••••• wirehouse
Jul 8, 2010 to Sep 7, 2011 · Pasadena, Ca

Moves

a registration end followed by a registration begin elsewhere

H••• S••••••••• •••• I••• to W•••• F•••• A•••••••
left Mar 29, 2024, registered Mar 20, 2024 (-9 days) · Affiliated broker-dealer or bank to wirehouse
C••••• I••••••••• A••••••• L•• to H••• S••••••••• •••• I•••
left May 31, 2016, registered Jun 24, 2016 (24 days) · Other
C••••• I••••••••• S••••••• L•• to C••••• I••••••••• A••••••• L••
left Jan 21, 2014, registered Jan 21, 2014 (0 days) · corporate re-registration, not a move
M••••• S•••••• to C••••• I••••••••• S••••••• L••
left Sep 7, 2011, registered Aug 21, 2013 (714 days) · Other

Signals

J•••••• H• M• left H••• S••••••••• •••• I••• for W•••• F•••• A••••••• (registered 2024-03-20)
Mar 29, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address