DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C••• H• M•••••••

P••••••••• S••••••••• C•••••••••independent RIAMililani, Hidual registrantIAPD 5774770

Certified Financial Planner

Feed of 09/14/2026

Also filed as Cody Hajime-Oshiro Momohara

At current firm

1 y

since Feb 14, 2025

In the industry

16 y

since Sep 14, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

P••••••••• S••••••••• C••••••••• independent RIA current
since Feb 14, 2025 · Mililani, Hi
L•• F•••••••• L•• BD affiliated
Oct 15, 2020 to Dec 20, 2024 · Honolulu, Hi
C••••••••• F•••••••• N•••••• national BD
Nov 7, 2014 to Oct 16, 2020 · Honolulu, Hi
A••••••••• F•••••••• S•••••••• L•• national BD
May 14, 2013 to Oct 8, 2014 · Honolulu, Hi
P••••••••• S••••••••• C••••••••• independent RIA
Mar 29, 2013 to May 17, 2013 · Carpinteria, Ca

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to P••••••••• S••••••••• C•••••••••
left Dec 20, 2024, registered Feb 14, 2025 (56 days) · Affiliated broker-dealer or bank to independent RIA
C••••••••• F•••••••• N•••••• to L•• F•••••••• L••
left Oct 16, 2020, registered Oct 15, 2020 (-1 days) · Affiliated broker-dealer or bank to another · moved with a team
A••••••••• F•••••••• S•••••••• L•• to C••••••••• F•••••••• N••••••
left Oct 8, 2014, registered Nov 7, 2014 (30 days) · Affiliated broker-dealer or bank to another
P••••••••• S••••••••• C••••••••• to A••••••••• F•••••••• S•••••••• L••
left May 17, 2013, registered May 14, 2013 (-3 days) · Other

Signals

C••• H• M••••••• left L•• F•••••••• L•• for P••••••••• S••••••••• C••••••••• (registered 2025-02-14)
Dec 20, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address