RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- M•••••• BD affiliated currentsince Mar 24, 2025 · Canton, Ga
- M••••• S•••••• wirehouseSep 5, 2023 to Feb 25, 2025 · Alpharetta, Ga
- E•••••• C•••••• M••••••••• L•• formerJun 11, 2014 to Sep 5, 2023 · Arlington, Va
- C•••••• S••••• • C••• I••• national BDNov 9, 2011 to Jun 2, 2014 · Indian Wells, Ca
- M••••• S•••••• to M••••••left Feb 25, 2025, registered Mar 24, 2025 (27 days) · Wirehouse to affiliated broker-dealer or bank
- E•••••• C•••••• M••••••••• L•• to M••••• S••••••left Sep 5, 2023, registered Sep 5, 2023 (0 days) · corporate re-registration, not a move
- C•••••• S••••• • C••• I••• to E•••••• C•••••• M••••••••• L••left Jun 2, 2014, registered Jun 11, 2014 (9 days) · Other
- J•••• K•••• K••••• left M••••• S•••••• for Mariner (registered 2025-03-24)Feb 25, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address