RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• H•••••
- G•••• V••••• A•••••• G••••• L•• independent RIA currentsince Feb 3, 2025 · Middletown, De
- M••••••• F•••••••• G••••• I••• formerApr 4, 2022 to Feb 20, 2025 · Middletown, De
- H•••••• T••••••• • K•••• L•• independent RIAMay 3, 2018 to Mar 25, 2022 · Newark, De
- M•• I•••••••• S•••••••• L•• BD affiliatedMar 25, 2017 to Apr 24, 2018 · Newark, De
- M•• F•••••••• S•••••••• I••• formerMar 7, 2011 to Mar 25, 2017 · Newark, De
- M••••••• F•••••••• G••••• I••• to G•••• V••••• A•••••• G••••• L••left Feb 20, 2025, registered Feb 3, 2025 (-17 days) · RIA to RIA · moved with a team
- H•••••• T••••••• • K•••• L•• to M••••••• F•••••••• G••••• I•••left Mar 25, 2022, registered Apr 4, 2022 (10 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- M•• I•••••••• S•••••••• L•• to H•••••• T••••••• • K•••• L••left Apr 24, 2018, registered May 3, 2018 (9 days) · Affiliated broker-dealer or bank to another
- M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
- J••• H••••• left M••••••• F•••••••• G••••• I••• for G•••• V••••• A•••••• G••••• L•• (registered 2025-02-03)Feb 20, 2025 · a•••••• firm change · fact
- J••• H••••• left H•••••• T••••••• • K•••• L•• for M••••••• F•••••••• G••••• I••• (registered 2022-04-04)Mar 25, 2022 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address