RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••••• L••• H•••••
- R•••••• J•••• • A••••••••• I••• national BD currentsince Sep 18, 2026 · Farmington Hills, Mi
- A••••• A•• P••••••• S••••••• BD affiliatedApr 1, 2015 to Aug 27, 2026 · Ann Arbor, Mi
- U•• F•••••••• S••••••• I••• wirehouseJan 9, 2015 to Mar 25, 2015 · Charlotte, Nc
- M••••• S•••••• wirehouseFeb 19, 2013 to Sep 23, 2014 · Mandeville, La
- U•• F•••••••• S••••••• I••• wirehouseMay 9, 2011 to Feb 19, 2013 · New Orleans, La
- A••••• A•• P••••••• S••••••• to R•••••• J•••• • A••••••••• I•••left Aug 27, 2026, registered Sep 18, 2026 (22 days) · Affiliated broker-dealer or bank to another
- U•• F•••••••• S••••••• I••• to A••••• A•• P••••••• S•••••••left Mar 25, 2015, registered Apr 1, 2015 (7 days) · Other
- M••••• S•••••• to U•• F•••••••• S••••••• I•••left Sep 23, 2014, registered Jan 9, 2015 (108 days) · Wirehouse to wirehouse
- U•• F•••••••• S••••••• I••• to M••••• S••••••left Feb 19, 2013, registered Feb 19, 2013 (0 days) · Wirehouse to wirehouse
- R••••••• L••• H••••• registered as an investment adviser representative at R•••••• J•••• • A••••••••• I•••Sep 18, 2026 · Advisor registered · fact
- R••••••• L••• H••••• left A••••• A•• P••••••• S••••••• for R•••••• J•••• • A••••••••• I••• (registered 2026-09-18)Aug 27, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address