RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••• M• P••••
- B••••• G••••• A•••• M••••••••• BD affiliated currentsince Dec 8, 2022 · B•••••, Ma
- W•••• F•••• A••••••• wirehouseApr 26, 2019 to Aug 25, 2021 · Weston, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 10, 2014 to Apr 22, 2019 · Fort Lauderdale, Fl
- B••••• G••••• A•••• M••••••••• BD affiliatedDec 4, 2013 to Sep 8, 2014 · Coral Gables, Fl
- R•• C•••••• M••••••• L•• national BDSep 28, 2011 to Oct 2, 2013 · Miami, Fl
- W•••• F•••• A••••••• to B••••• G••••• A•••• M•••••••••left Aug 25, 2021, registered Dec 8, 2022 (470 days) · Wirehouse to independent RIA · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Apr 22, 2019, registered Apr 26, 2019 (4 days) · Wirehouse to wirehouse
- B••••• G••••• A•••• M••••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Sep 8, 2014, registered Sep 10, 2014 (2 days) · Other
- R•• C•••••• M••••••• L•• to B••••• G••••• A•••• M•••••••••left Oct 2, 2013, registered Dec 4, 2013 (63 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address