RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••• W•••••• L••••••
- A••••• P•••••• W•••••• I••• independent RIA currentsince Jan 3, 2019 · Flemington, Nj
- I•••••• P•••••• A•••••••• L•• formerFeb 11, 2015 to Dec 31, 2018 · Flemington, Nj
- P•••••• C•••••• F•••••• unclassifiedJun 11, 2012 to Dec 11, 2014 · Flemington, Nj
- L•• F•••••••• L•• BD affiliatedJan 6, 2012 to May 2, 2016 · Bridgewater, Nj
- M••••• S•••••• wirehouseJul 5, 2010 to Jan 23, 2012 · Allentown, Pa
- I•••••• P•••••• A•••••••• L•• to A••••• P•••••• W•••••• I•••left Dec 31, 2018, registered Jan 3, 2019 (3 days) · RIA to RIA · moved with a team
- L•• F•••••••• L•• to P•••••• C•••••• F••••••left May 2, 2016, registered Jun 11, 2012 (-1421 days) · Other
- P•••••• C•••••• F•••••• to I•••••• P•••••• A•••••••• L••left Dec 11, 2014, registered Feb 11, 2015 (62 days) · Other
- M••••• S•••••• to L•• F•••••••• L••left Jan 23, 2012, registered Jan 6, 2012 (-17 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address