DFX Intelligence
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Registered advisor
T••• T••••••
Feed of 09/14/2026
Also filed as T••• E••••• T••••••••• E••••• T••••••
At current firm
1 y
since Aug 18, 2025
In the industry
16 y
since Jun 3, 2010 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- P•• W••••• M••••••••• BD affiliated currentsince Aug 18, 2025 · Grand Rapids, Mi
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 27, 2012 to Aug 14, 2024 · T•••, Mi
- F•••• T•••• S••••••••• I••• BD affiliatedJul 20, 2011 to Oct 11, 2012 · Grand Rapids, Mi
- M••••• S•••••• wirehouseJun 7, 2010 to Jun 30, 2011 · Grand Rapids, Mi
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to P•• W••••• M•••••••••left Aug 14, 2024, registered Aug 18, 2025 (369 days) · Wirehouse to affiliated broker-dealer or bank
- F•••• T•••• S••••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 11, 2012, registered Nov 27, 2012 (47 days) · Other
- M••••• S•••••• to F•••• T•••• S••••••••• I•••left Jun 30, 2011, registered Jul 20, 2011 (20 days) · Other
Signals
- ••• LockedAug 14, 2024 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address