RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••••• D••••• T•••
- T•• W••••• C••••••••• G•••• independent RIA currentsince Jul 14, 2023 · Mound City, Ks
- V• W••••• A••••••• L•• formerMay 9, 2017 to Dec 31, 2023 · Overland Park, Ks
- W•••••• • R••• formerNov 27, 2013 to May 9, 2017 · Shawnee, Ks
- U•• F•••••••• S••••••• I••• wirehouseAug 17, 2011 to Dec 5, 2013 · Leawood, Ks
- M••••• S•••••• wirehouseJul 2, 2010 to Aug 26, 2011 · Leawood, Ks
- V• W••••• A••••••• L•• to T•• W••••• C••••••••• G••••left Dec 31, 2023, registered Jul 14, 2023 (-170 days) · corporate re-registration, not a move
- W•••••• • R••• to V• W••••• A••••••• L••left May 9, 2017, registered May 9, 2017 (0 days) · Other
- U•• F•••••••• S••••••• I••• to W•••••• • R•••left Dec 5, 2013, registered Nov 27, 2013 (-8 days) · Other
- M••••• S•••••• to U•• F•••••••• S••••••• I•••left Aug 26, 2011, registered Aug 17, 2011 (-9 days) · Wirehouse to wirehouse
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address