RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••• J••• C••••••
- L•• F•••••••• L•• BD affiliated currentsince Sep 10, 2024 · Haddonfield, Nj
- O•••• F•• I••• formerJun 10, 2016 to Sep 10, 2024 · Cherry Hill, Nj
- J••••• M••••••••• S•••• L•• BD affiliatedJan 24, 2012 to Jun 9, 2016 · Radnor, Pa
- M•••••••• A•••• M••••••••• L•• formerJul 19, 2011 to Nov 10, 2011 · Hamilton, Nj
- M••••• S•••••• wirehouseAug 17, 2010 to Apr 28, 2011 · Philadelphia, Pa
- O•••• F•• I••• to L•• F•••••••• L••left Sep 10, 2024, registered Sep 10, 2024 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
- J••••• M••••••••• S•••• L•• to O•••• F•• I•••left Jun 9, 2016, registered Jun 10, 2016 (1 days) · Other
- M•••••••• A•••• M••••••••• L•• to J••••• M••••••••• S•••• L••left Nov 10, 2011, registered Jan 24, 2012 (75 days) · Other
- M••••• S•••••• to M•••••••• A•••• M••••••••• L••left Apr 28, 2011, registered Jul 19, 2011 (82 days) · Other
- A••• J••• C•••••• left O•••• F•• I••• for L•• F•••••••• L•• (registered 2024-09-10)Sep 10, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address