RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••• B•••••••
- T• P•••••• C••••• W••••• L•• BD affiliated currentsince Sep 20, 2016 · Marlton, Nj
- W•••• F•••• A••••••• wirehouseAug 2, 2013 to Jul 26, 2016 · Cherry Hill, Nj
- M•• F•••••••• S•••••••• I••• formerAug 13, 2012 to Apr 12, 2013 · Moorestown, Nj
- V••• F•••••••• A•••••••• I••• BD affiliatedJul 26, 2011 to Sep 13, 2011 · Philadelphia, Pa
- W•••• F•••• A••••••• to T• P•••••• C••••• W••••• L••left Jul 26, 2016, registered Sep 20, 2016 (56 days) · Other
- M•• F•••••••• S•••••••• I••• to W•••• F•••• A•••••••left Apr 12, 2013, registered Aug 2, 2013 (112 days) · Other
- V••• F•••••••• A•••••••• I••• to M•• F•••••••• S•••••••• I•••left Sep 13, 2011, registered Aug 13, 2012 (335 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address