L••• D••• S••••••

• S•••••• P••••••• I••••••••• A•••••••• L•• BD affiliated current
  since Jul 1, 2022 · Stamford, Ct
• R•••••• J•••• • A••••••••• I••• national BD
  Sep 7, 2018 to Jun 30, 2022 · Boerne, Tx
• E••••• J•••• national BD
  Jun 28, 2010 to Sep 11, 2018 · San Antonio, Tx

• R•••••• J•••• • A••••••••• I••• to S•••••• P••••••• I••••••••• A•••••••• L••
  left Jun 30, 2022, registered Jul 1, 2022 (1 days) · Affiliated broker-dealer or bank to another · moved with a team
• E••••• J•••• to R•••••• J•••• • A••••••••• I•••
  left Sep 11, 2018, registered Sep 7, 2018 (-4 days) · Affiliated broker-dealer or bank to another

• ••• Locked
  Jun 30, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

16derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address