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Registered advisor
W•••••• W•••
Feed of 09/15/2026
Also filed as Wil Wong
At current firm
9 y
since Jun 19, 2017
In the industry
16 y
since Jun 25, 2010 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- T••••••• I••••••••• M••••••••• I••• BD affiliated currentsince Jun 19, 2017 · Maple Grove, Mn
- W•••••• • R••• formerOct 31, 2014 to Jan 18, 2017 · St Paul, Mn
- E••••• J•••• national BDJun 28, 2010 to Nov 3, 2014 · Arden Hills, Mn
Moves
a registration end followed by a registration begin elsewhere
- W•••••• • R••• to T••••••• I••••••••• M••••••••• I•••left Jan 18, 2017, registered Jun 19, 2017 (152 days) · Other
- E••••• J•••• to W•••••• • R•••left Nov 3, 2014, registered Oct 31, 2014 (-3 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address