RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••• E••••• H•••
- C••••••• P••••••• independent RIA currentsince Jul 27, 2022 · Overland Park, Ks
- L•••••• I••••••••• A•••••••• L•• no RAUMNov 16, 2020 to Dec 17, 2021 · Overland Park, Ks
- C••••• F•••••••• independent RIAOct 9, 2019 to Oct 28, 2019 · Lenexa, Ks
- C•••••• S••••• • C••• I••• national BDSep 4, 2014 to Aug 28, 2019 · Overland Park, Ks
- L•••••• I••••••••• A•••••••• L•• to C••••••• P•••••••left Dec 17, 2021, registered Jul 27, 2022 (222 days) · corporate re-registration, not a move
- C••••• F•••••••• to L•••••• I••••••••• A•••••••• L••left Oct 28, 2019, registered Nov 16, 2020 (385 days) · Other
- C•••••• S••••• • C••• I••• to C••••• F••••••••left Aug 28, 2019, registered Oct 9, 2019 (42 days) · Affiliated broker-dealer or bank to independent RIA
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address