RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• N••••• O•••••••••
- B••••••• F• E•••••• • C••••••• I••••••••• BD affiliated currentsince Apr 21, 2022 · St. Louis, Mo
- P••••••• I••••••••• I••• institutionalSep 24, 2019 to Apr 22, 2022 · St. Louis, Mo
- A••••••• C•••••• S••••••••• L•• independent RIAJun 1, 2018 to Aug 14, 2019 · Swansea, Il
- F••••••• F•••••• unclassifiedAug 9, 2016 to May 11, 2017 · Nashville, Il
- K••••• A••••••• S•••••••• L•• BD affiliatedApr 26, 2016 to Jun 29, 2016 · Nashville, Il
- N•• A•••••• S•••••••• L•• formerMay 27, 2014 to Jun 29, 2016 · Nashville, Il
- C•••••••• C•••••• M••••••••• L•• independent RIANov 10, 2010 to Feb 4, 2014 · O'Fallon, Il
- P••••••• I••••••••• I••• to B••••••• F• E•••••• • C••••••• I•••••••••left Apr 22, 2022, registered Apr 21, 2022 (-1 days) · Other
- A••••••• C•••••• S••••••••• L•• to P••••••• I••••••••• I•••left Aug 14, 2019, registered Sep 24, 2019 (41 days) · Other
- F••••••• F•••••• to A••••••• C•••••• S••••••••• L••left May 11, 2017, registered Jun 1, 2018 (386 days) · Other
- K••••• A••••••• S•••••••• L•• to F••••••• F••••••left Jun 29, 2016, registered Aug 9, 2016 (41 days) · Other
- N•• A•••••• S•••••••• L•• to K••••• A••••••• S•••••••• L••left Jun 29, 2016, registered Apr 26, 2016 (-64 days) · Other
- C•••••••• C•••••• M••••••••• L•• to N•• A•••••• S•••••••• L••left Feb 4, 2014, registered May 27, 2014 (112 days) · Other
- A••••• N••••• O••••••••• left P••••••• I••••••••• I••• for B••••••• F• E•••••• • C••••••• I••••••••• (registered 2022-04-21)Apr 22, 2022 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address