DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

C•••••••• C•••••• M••••••••• L••

Independent wealth managerO'Fallon, IllinoisCRD 110932SEC 801-80162websiteIAPD
Latest filing Feb 18, 2026
First filing on the tape Jan 31, 2012 · 25 filings
SEC status approved since Aug 25, 2014
RAUM
$458M
reported, Item 5.F
Discretionary
92%
of RAUM
Private clients
94%
$429M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$114M
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$458M as of Feb 18, 2026
Feb 24, 2012$65.6M then
HNW client RAUM$353M as of Feb 18, 2026
Mar 15, 2018$99.9M then
State-registered IARs (5.B.3)4 as of Feb 18, 2026
Feb 24, 20120 then
Employees (5.A)5 as of Feb 18, 2026
Mar 5, 20155 then
Private funds: no history
RAUM +19% over the last fiscal year+19% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Feb 18, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
RAUM per advisor
$114MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
85derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$3.2MderivedHNW RAUM over HNW clients
Average account
$465,255derivedRAUM over accounts (5.F.2.f)
Discretionary
92%derivedof RAUM
Institutional
6.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.3derivedItem 5.A over advisors
Advisors per office
2.0derived2 offices incl. principal (1.F.5)
RAUM growth, one year
+19%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
-0.6%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
Custody
$88.8M, 103 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$353M77%
  • Individuals$76.3M17%
  • Pension and profit-sharing plans$24.4M5.3%
  • Charitable organizations$4.1M0.9%
Individual clients
227reported
HNW clients
112reported
Pension plan clients
4reported
Charitable clients
3reported
Accounts
984reported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
$88.8M for 103 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=0.94 fund_share=0.0 institutional_share=0.06 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
N•••••••• W•••••• K•••••••Certified Financial PlannerO'Fallon, IlAug 28, 200821 y1
M•••••• J••• H•••Certified Financial PlannerO'Fallon, IlFeb 11, 201317 y1
S••••• E• H••••••Certified Financial PlannerO'Fallon, IlNov 8, 201610 y0
D••••• J••••• P•••••Certified Financial PlannerO'Fallon, IlJun 23, 202312 y0
Advisor movement
0 left, 0 joined in 12 months
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • K•••••••• N••••••••• W•••••• · Managing Member And Chief Compliance Officercontrol
    since 01/2011 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Ofallon, Il400
Offices
Schedule D 1.F, the 25 largest
  • St. Louis, MO3 employees
What changed
consecutive filings, newest first
  • Accounts · 964 to 984
    Aug 28, 2025 to Feb 18, 2026
  • Advisory employees · 3 to 4
    Aug 28, 2025 to Feb 18, 2026
  • HNW clients · 96 to 112
    Aug 28, 2025 to Feb 18, 2026
  • Individual clients · 245 to 227
    Aug 28, 2025 to Feb 18, 2026
  • Assets in custody · $229M to $88.8M
    Aug 28, 2025 to Feb 18, 2026
  • Discretionary RAUM · $354M to $422M
    Aug 28, 2025 to Feb 18, 2026
  • HNW RAUM · $283M to $353M
    Aug 28, 2025 to Feb 18, 2026
  • Individual RAUM · $78.5M to $76.3M
    Aug 28, 2025 to Feb 18, 2026
  • Non-discretionary RAUM · $30.8M to $36.0M
    Aug 28, 2025 to Feb 18, 2026
  • Pension RAUM · $19.9M to $24.4M
    Aug 28, 2025 to Feb 18, 2026
  • RAUM · $385M to $458M
    Aug 28, 2025 to Feb 18, 2026
  • Accounts · 932 to 964
    Feb 21, 2024 to Feb 14, 2025
  • HNW clients · 83 to 96
    Feb 21, 2024 to Feb 14, 2025
  • Individual clients · 255 to 245
    Feb 21, 2024 to Feb 14, 2025
  • Pension plan clients · 3 to 4
    Feb 21, 2024 to Feb 14, 2025
  • Assets in custody · $187M to $229M
    Feb 21, 2024 to Feb 14, 2025
  • Financial planning clients · 1-10 to 1-10
    Feb 21, 2024 to Feb 14, 2025
  • Discretionary RAUM · $292M to $354M
    Feb 21, 2024 to Feb 14, 2025
  • HNW RAUM · $227M to $283M
    Feb 21, 2024 to Feb 14, 2025
  • Individual RAUM · $73.8M to $78.5M
    Feb 21, 2024 to Feb 14, 2025
  • Non-discretionary RAUM · $33.0M to $30.8M
    Feb 21, 2024 to Feb 14, 2025
  • Pension RAUM · $20.4M to $19.9M
    Feb 21, 2024 to Feb 14, 2025
  • RAUM · $325M to $385M
    Feb 21, 2024 to Feb 14, 2025
  • Accounts · 928 to 932
    Mar 2, 2023 to Feb 21, 2024
  • HNW clients · 69 to 83
    Mar 2, 2023 to Feb 21, 2024
  • Individual clients · 272 to 255
    Mar 2, 2023 to Feb 21, 2024
  • Pension plan clients · 4 to 3
    Mar 2, 2023 to Feb 21, 2024
  • Assets in custody · $147M to $187M
    Mar 2, 2023 to Feb 21, 2024
  • State-registered IARs · 3 to 4
    Mar 2, 2023 to Feb 21, 2024
  • Discretionary RAUM · $242M to $292M
    Mar 2, 2023 to Feb 21, 2024
  • HNW RAUM · $177M to $227M
    Mar 2, 2023 to Feb 21, 2024
  • Individual RAUM · $73.2M to $73.8M
    Mar 2, 2023 to Feb 21, 2024
  • Non-discretionary RAUM · $27.8M to $33.0M
    Mar 2, 2023 to Feb 21, 2024
  • Pension RAUM · $17.0M to $20.4M
    Mar 2, 2023 to Feb 21, 2024
  • RAUM · $270M to $325M
    Mar 2, 2023 to Feb 21, 2024
  • Accounts · 901 to 928
    Feb 18, 2022 to Mar 2, 2023
  • HNW clients · 72 to 69
    Feb 18, 2022 to Mar 2, 2023
  • Individual clients · 266 to 272
    Feb 18, 2022 to Mar 2, 2023
  • Assets in custody · $156M to $147M
    Feb 18, 2022 to Mar 2, 2023
  • Discretionary RAUM · $259M to $242M
    Feb 18, 2022 to Mar 2, 2023
Signals
1 dated events
  • C•••••••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)
    Jul 30, 2014 · ria f•••• adv filing · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Business email
info@camcapmgt.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email
jschaltenbrand@camcapmgt.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email
ddurrwachter@camcapmgt.comreportedpublished by the firm, firm site, Sep 15, 2026
Business phone
888-401-7274reportedpublished by the firm, firm site, Sep 15, 2026
Business phone
314-454-0501reportedpublished by the firm, firm site, Sep 15, 2026
Business phone
618-206-3262reportedpublished by the firm, firm site, Sep 15, 2026
Firm profile
LINKEDIN.COM/COMPANY/C••••••••-CAPITAL-MANAGEMENT-LLCreportedpublic record, Form ADV, Sep 18, 2026
Website
CAMCAPMGT.COMreportedpublic record, Form ADV, Sep 18, 2026
Principal office phone
618-206-3262reportedpublic record, Form ADV, Feb 18, 2026
Contact form
camcapmgt.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$114Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026