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Feed of 09/15/2026
Also filed as Judith K Wallace
At current firm
0 y
since Mar 19, 2026
In the industry
15 y
since Oct 7, 2010 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Mar 19, 2026 · Houston, Tx
- J••• M••••• S••••••••• L•• wirehouseApr 26, 2016 to Mar 20, 2026 · Houston, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 18, 2011 to May 4, 2016 · Pearland, Tx
- W•••••• • R••• formerOct 8, 2010 to Nov 10, 2011 · Webster, Tx
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to W•••• F•••• A•••••••left Mar 20, 2026, registered Mar 19, 2026 (-1 days) · Wirehouse to wirehouse · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••left May 4, 2016, registered Apr 26, 2016 (-8 days) · Wirehouse to wirehouse · moved with a team
- W•••••• • R••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Nov 10, 2011, registered Nov 18, 2011 (8 days) · Other
Signals
- J••••• W•••••• left J••• M••••• S••••••••• L•• for W•••• F•••• A••••••• (registered 2026-03-19)Mar 20, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address