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Registered advisor
C••••••••• G••••• P••••
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/14/2026
Also filed as C••••••••• P••••
At current firm
6 y
since Apr 20, 2020
In the industry
16 y
since Jul 23, 2010 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•• I•••••••• S•••••••• L•• BD affiliated currentsince Apr 20, 2020 · Ft Lauderdale, Fl
- S•••••••• F••••••••• I••• formerApr 1, 2020 to Apr 7, 2020 · Fort Lauderdale, Fl
- M•• I•••••••• S•••••••• L•• BD affiliatedMar 25, 2017 to Mar 31, 2020 · Plantation, Fl
- M•• F•••••••• S•••••••• I••• formerMay 9, 2011 to Mar 25, 2017 · Fort Lauderdale, Fl
- E••••• J•••• national BDJul 28, 2010 to Jan 5, 2011 · Coconut Creek, Fl
Moves
a registration end followed by a registration begin elsewhere
- S•••••••• F••••••••• I••• to M•• I•••••••• S•••••••• L••left Apr 7, 2020, registered Apr 20, 2020 (13 days) · Affiliated broker-dealer or bank to another
- M•• I•••••••• S•••••••• L•• to S•••••••• F••••••••• I•••left Mar 31, 2020, registered Apr 1, 2020 (1 days) · Affiliated broker-dealer or bank to another
- M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
- E••••• J•••• to M•• F•••••••• S•••••••• I•••left Jan 5, 2011, registered May 9, 2011 (124 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address