DFX Intelligence
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Registered advisor
D••••• C•••••• R••••
Certified Financial Planner
Feed of 09/15/2026
At current firm
5 y
since Jul 15, 2021
In the industry
14 y
since Aug 1, 2012 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P•• W••••• M••••••••• BD affiliated currentsince Jul 15, 2021 · Port Orange, Fl
- T••••• A••••••• S•••••••• I••• BD affiliatedAug 4, 2020 to Jul 7, 2021 · Ponte Vedra, Fl
- T• A••••••••• I••••••••• M••••••••• L•• formerApr 13, 2018 to Oct 23, 2018 · Ormond Beach, Fl
- T• A••••••••• I••• formerMar 19, 2018 to Oct 23, 2018 · Ormond Beach, Fl
- S•••••••• I••••••••• M••••••••• formerSep 13, 2017 to Mar 24, 2018 · Ormond Beach, Fl
Moves
a registration end followed by a registration begin elsewhere
- T••••• A••••••• S•••••••• I••• to P•• W••••• M•••••••••left Jul 7, 2021, registered Jul 15, 2021 (8 days) · Affiliated broker-dealer or bank to another
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Oct 23, 2018, registered Apr 13, 2018 (-193 days) · channel change inside one enterprise, not a move · moved with a team
- T• A••••••••• I••••••••• M••••••••• L•• to T••••• A••••••• S•••••••• I•••left Oct 23, 2018, registered Aug 4, 2020 (651 days) · RIA to affiliated broker-dealer or bank
- S•••••••• I••••••••• M••••••••• to T• A••••••••• I•••left Mar 24, 2018, registered Mar 19, 2018 (-5 days) · channel change inside one enterprise, not a move · moved with a team
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address