RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- E••••• J•••• national BD currentsince Feb 9, 2022 · Boerne, Tx
- P••• I••••••••• L•• asset managerNov 7, 2019 to Feb 9, 2022 · San Antonio, Tx
- I•••••• A•••••••• I••• asset managerNov 27, 2012 to Jul 19, 2019 · Atlanta, Ga
- E••••• J•••• national BDAug 11, 2010 to Nov 17, 2010 · Mt Pleasant, Sc
- P••• I••••••••• L•• to E••••• J••••left Feb 9, 2022, registered Feb 9, 2022 (0 days) · Other
- I•••••• A•••••••• I••• to P••• I••••••••• L••left Jul 19, 2019, registered Nov 7, 2019 (111 days) · Other
- E••••• J•••• to I•••••• A•••••••• I•••left Nov 17, 2010, registered Nov 27, 2012 (741 days) · Other
- C•••• K•••• C•••• left P••• I••••••••• L•• for E••••• J•••• (registered 2022-02-09)Feb 9, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address