RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• G•••• M••••
- T•••••••• C•••••• M••••••••• I••• i••••••••• wealth currentsince Nov 22, 2022 · Watkinsville, Ga
- Z•••• I••••••••• M••••••••• I••• mixed wealthMar 24, 2022 to Dec 6, 2022 · Chicago, Il
- I••••••••• F•••••••• P••••••• BD affiliatedNov 30, 2018 to Mar 10, 2022 · Bishop, Ga
- T•••••••• C•••••• M••••••••• I••• i••••••••• wealthJun 25, 2015 to Dec 11, 2018 · Watkinsville, Ga
- T•••••••• C•••••• M••••••••• I•• formerApr 11, 2011 to Sep 8, 2015 · Watkinsville, Ga
- A••••• C•••••• G••••• L•• unclassifiedNov 9, 2010 to Apr 4, 2011 · Bogart, Ga
- Z•••• I••••••••• M••••••••• I••• to T•••••••• C•••••• M••••••••• I•••left Dec 6, 2022, registered Nov 22, 2022 (-14 days) · RIA to RIA
- I••••••••• F•••••••• P••••••• to Z•••• I••••••••• M••••••••• I•••left Mar 10, 2022, registered Mar 24, 2022 (14 days) · Affiliated broker-dealer or bank to independent RIA
- T•••••••• C•••••• M••••••••• I••• to I••••••••• F•••••••• P•••••••left Dec 11, 2018, registered Nov 30, 2018 (-11 days) · RIA to affiliated broker-dealer or bank
- T•••••••• C•••••• M••••••••• I•• to T•••••••• C•••••• M••••••••• I•••left Sep 8, 2015, registered Jun 25, 2015 (-75 days) · channel change inside one enterprise, not a move · moved with a team
- A••••• C•••••• G••••• L•• to T•••••••• C•••••• M••••••••• I••left Apr 4, 2011, registered Apr 11, 2011 (7 days) · Other
- J••••• G•••• M•••• left Z•••• I••••••••• M••••••••• I••• for T•••••••• C•••••• M••••••••• I••• (registered 2022-11-22)Dec 6, 2022 · Advisor changed firm · fact
- J••••• G•••• M•••• left I••••••••• F•••••••• P••••••• for Z•••• I••••••••• M••••••••• I••• (registered 2022-03-24)Mar 10, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address