RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• I•••• F•••••••
- G•••••••• W••••• P••••••• BD affiliated currentsince Dec 16, 2022 · Palm Beach Gardens, Fl
- R•••••• J•••• • A••••••••• I••• national BDMay 1, 2017 to Feb 4, 2022 · Omaha, Ne
- W•••• F•••• A••••••• wirehouseAug 13, 2010 to Apr 28, 2017 · Omaha, Ne
- R•••••• J•••• • A••••••••• I••• to G•••••••• W••••• P•••••••left Feb 4, 2022, registered Dec 16, 2022 (315 days) · Affiliated broker-dealer or bank to another
- W•••• F•••• A••••••• to R•••••• J•••• • A••••••••• I•••left Apr 28, 2017, registered May 1, 2017 (3 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- J••••• I•••• F••••••• left R•••••• J•••• • A••••••••• I••• for G•••••••• W••••• P••••••• (registered 2022-12-16)Feb 4, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address