RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••• L•••
- C••••••• institutional currentsince Feb 27, 2025 · Alexandria, Va
- C••••••• W••••• M••••••••• I••• formerMar 21, 2019 to Mar 28, 2025 · Alexandria, Va
- S••• F•••••••• A••••••• formerMay 18, 2016 to Feb 8, 2019 · Mclean, Va
- V••• F•••••••• A•••••••• I••• BD affiliatedAug 5, 2011 to Aug 28, 2012 · Tysons Corner, Va
- C••••••• W••••• M••••••••• I••• to C•••••••left Mar 28, 2025, registered Feb 27, 2025 (-29 days) · Other · moved with a team
- S••• F•••••••• A••••••• to C••••••• W••••• M••••••••• I•••left Feb 8, 2019, registered Mar 21, 2019 (41 days) · RIA to RIA
- V••• F•••••••• A•••••••• I••• to S••• F•••••••• A•••••••left Aug 28, 2012, registered May 18, 2016 (1359 days) · Other
- M••••• L••• left C••••••• W••••• M••••••••• I••• for Captrust (registered 2025-02-27)Mar 28, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address