DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Michael Waldorf Puck
Feed of 09/14/2026
At current firm
0 y
since Jul 14, 2026
In the industry
15 y
since Oct 4, 2010 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Virtue Capital Management, LLC independent RIA currentsince Jul 14, 2026 · Peoria, Az
- Zega Investments, LLC mixed wealthSep 18, 2024 to Jul 24, 2026 · Miami, Fl
- Zega Financial, LLC formerJul 12, 2021 to Dec 4, 2024 · Palm Beach Gardens, Fl
- The Burney Company independent RIADec 16, 2016 to Jul 1, 2021 · Boca Raton, Fl
- Global Financial Private Capital, Inc. formerJul 28, 2016 to Sep 23, 2016 · Fort Lauderdale, Fl
- J.P. Morgan Securities LLC wirehouseJan 7, 2015 to Mar 29, 2016 · Boca Raton, Fl
- Td Ameritrade Investment Management, LLC formerJan 7, 2013 to Dec 16, 2014 · Ft Lauderdale, Fl
- Td Ameritrade, Inc. formerDec 20, 2012 to Dec 16, 2014 · Fort Lauderdale, Fl
- Morgan Stanley wirehouseOct 6, 2010 to Dec 19, 2012 · Ft. Lauderdale, Fl
Moves
a registration end followed by a registration begin elsewhere
- Zega Investments, LLC to Virtue Capital Management, LLCleft Jul 24, 2026, registered Jul 14, 2026 (-10 days) · RIA to RIA
- Zega Financial, LLC to Zega Investments, LLCleft Dec 4, 2024, registered Sep 18, 2024 (-77 days) · Other
- The Burney Company to Zega Financial, LLCleft Jul 1, 2021, registered Jul 12, 2021 (11 days) · RIA to RIA
- Global Financial Private Capital, Inc. to The Burney Companyleft Sep 23, 2016, registered Dec 16, 2016 (84 days) · Other
- J.P. Morgan Securities LLC to Global Financial Private Capital, Inc.left Mar 29, 2016, registered Jul 28, 2016 (121 days) · Other
- Td Ameritrade Investment Management, LLC to J.P. Morgan Securities LLCleft Dec 16, 2014, registered Jan 7, 2015 (22 days) · Other
- Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLCleft Dec 16, 2014, registered Jan 7, 2013 (-708 days) · channel change inside one enterprise, not a move
- Morgan Stanley to Td Ameritrade, Inc.left Dec 19, 2012, registered Dec 20, 2012 (1 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
Signals
- Michael Waldorf Puck left Zega Investments, Llc for Virtue Capital Management, Llc (registered 2026-07-14)Jul 24, 2026 · Advisor changed firm · fact
- Michael Waldorf Puck left Zega Financial, Llc for Zega Investments, Llc (registered 2024-09-18)Dec 4, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address