RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••• J••• C••••••
- G•••••••• W••••• P••••••• BD affiliated currentsince Apr 12, 2024 · Palm Beach Gardens, Fl
- T•• W••••••• G••••• I••• formerSep 26, 2023 to Apr 12, 2024 · Yorktown Hights, Ny
- M••••• S•••••• wirehouseOct 7, 2010 to Sep 29, 2023 · Mount Kisco, Ny
- T•• W••••••• G••••• I••• to G•••••••• W••••• P•••••••left Apr 12, 2024, registered Apr 12, 2024 (0 days) · RIA to RIA
- M••••• S•••••• to T•• W••••••• G••••• I•••left Sep 29, 2023, registered Sep 26, 2023 (-3 days) · Wirehouse to independent RIA
- A•••••• J••• C•••••• left T•• W••••••• G••••• I••• for G•••••••• W••••• P••••••• (registered 2024-04-12)Apr 12, 2024 · Advisor changed firm · fact
- A•••••• J••• C•••••• left M••••• S•••••• for T•• W••••••• G••••• I••• (registered 2023-09-26)Sep 29, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address