J••••• A•••••• L••••

• W••••• E••••••••• A••••••• S•••••••• L•• BD affiliated current
  since Oct 4, 2023 · Plymouth, Mn
• E•••••• A••••••• G••••• L•• BD affiliated
  Apr 3, 2023 to Oct 16, 2023 · Greenwood Village, Co
• P••••••• C•••••• A••••••• C••••••••• former
  Aug 13, 2016 to Apr 3, 2023 · Denver, Co

• E•••••• A••••••• G••••• L•• to W••••• E••••••••• A••••••• S•••••••• L••
  left Oct 16, 2023, registered Oct 4, 2023 (-12 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
• P••••••• C•••••• A••••••• C••••••••• to E•••••• A••••••• G••••• L••
  left Apr 3, 2023, registered Apr 3, 2023 (0 days) · corporate re-registration, not a move

• ••• Locked
  Oct 16, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

12derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address