DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A••• C• A••••••••

C••••• P••••••• L••independent RIABoston, Ma IA-onlyIAPD 5814082

Certified Financial Planner

Feed of 09/15/2026

Also filed as A••• A••••••••

At current firm

1 y

since Aug 6, 2025

In the industry

14 y

since Nov 12, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• P••••••• L•• independent RIA current
since Aug 6, 2025 · New York, Ny
P••••••• A••••••••• L••• mixed wealth
Dec 5, 2024 to Aug 4, 2025 · Natick, Ma
W••••• W••••• M••••••••• independent RIA
Jan 22, 2021 to Aug 4, 2025 · Natick, Ma
F••••• I••••••••• independent RIA
Nov 9, 2012 to Jan 19, 2017 · San Mateo, Ca
E•••••••• A•••••••• L•• national BD
Feb 16, 2012 to Jun 19, 2012 · Falls Church, Va

Moves

a registration end followed by a registration begin elsewhere

P••••••• A••••••••• L••• to C••••• P••••••• L••
left Aug 4, 2025, registered Aug 6, 2025 (2 days) · RIA to RIA
W••••• W••••• M••••••••• to P••••••• A••••••••• L•••
left Aug 4, 2025, registered Dec 5, 2024 (-242 days) · RIA to RIA
F••••• I••••••••• to W••••• W••••• M•••••••••
left Jan 19, 2017, registered Jan 22, 2021 (1464 days) · Other
E•••••••• A•••••••• L•• to F••••• I•••••••••
left Jun 19, 2012, registered Nov 9, 2012 (143 days) · Other

Signals

A••• C• A•••••••• left P••••••• A••••••••• L••• for C••••• P••••••• L•• (registered 2025-08-06)
Aug 4, 2025 · Advisor changed firm · fact
A••• C• A•••••••• left W••••• W••••• M••••••••• for P••••••• A••••••••• L••• (registered 2024-12-05)
Aug 4, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address